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Guidance Consultation – Check Client’s Understanding

Guidance Consultation – Check Client’s Understanding

  • Post author:Dean
  • Post published:14 October 2020
  • Post category:Blog Post

Guidance Consultation – Check Client’s Understanding Don’t forget the last step! With all the changes taking place since the release of the FCA’s Policy Statement and Guidance Consultation on DB…

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The way we do business- Devil is in the detail.

The way we do business- Devil is in the detail.

  • Post author:Dean
  • Post published:5 October 2020
  • Post category:Blog Post

‘Know your customer’ detail is compulsory but following the release of the DB Guidance Consultation paper these requirements have now been increased a notch (well possibly a bit more) it’s…

Continue Reading The way we do business- Devil is in the detail.

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  • The way we do business- Devil is in the detail.

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