
Guidance Consultation – Check Client’s Understanding
Guidance Consultation – Check Client’s Understanding Don’t forget the last step! With all the changes taking place since the release of the FCA’s Policy Statement
Personalised ‘hands on’ compliance solutions for Financial Services Providers, giving them the help they need not, just another ‘Package’ with a monthly fee.

A personalised service in a ‘jargon-free’ fashion.

One size does not fit all, every business has individual compliance needs.

Compliance delivered with experience and up to date knowledge.

No corporate templates, individually designed compliance solutions that meet your needs.
Simple was set up through a desire to allow over 50 years of experience to help Financial Services Providers in their journey to become and remain compliant. For us, it’s all about the relationship. The key to any good relationship is good communication. Our dedicated team will build that rapport with you so we understand your business and thus your needs. Down to earth conversations that are jargon-free and always on the level means we become the honorary member of your team, not a them and us divide. The outcome is the reliable and comprehensive compliance support that is tailored to you – whether you are a small or a large firm, whether your need is a Compliance Health Check or focus on a particular item of compliance.
The first step is always forming that contact and rapport so that we understand you and your business needs. We then set about delivering your compliance solutions to you in the most seamless fashion possible, ensuring that Risk is managed within your business.




Guidance Consultation – Check Client’s Understanding Don’t forget the last step! With all the changes taking place since the release of the FCA’s Policy Statement

‘Know your customer’ detail is compulsory but following the release of the DB Guidance Consultation paper these requirements have now been increased a notch (well
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